Andrew Arnold

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-09-25

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
American Century Investment Services, Inc.	Kansas City	MO	03/2015	01/2021
Jvm Securities, Llc	Oak Brook	IL	01/2021	08/2022
Heitman Securities Llc	Chicago	IL	09/2022	10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	11/2024	08/2025
Unemployed	Chicago	IL	11/2023	10/2024
Bank Of America, N.A.	Northbrook	IL	12/2024	08/2025
Schwab Wealth Advisory Inc	Chicago	IL	09/2025	Present
Charles Schwab & Co., Inc.	Chicago	IL	09/2025	Present

03/2015 → 01/2021

American Century Investment Services, Inc.

Kansas City, MO
01/2021 → 08/2022

Jvm Securities, Llc

Oak Brook, IL
09/2022 → 10/2023

Heitman Securities Llc

Chicago, IL
11/2024 → 08/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
11/2023 → 10/2024

Unemployed

Chicago, IL
12/2024 → 08/2025

Bank Of America, N.A.

Northbrook, IL
09/2025 → Present

Schwab Wealth Advisory Inc

Chicago, IL
09/2025 → Present

Charles Schwab & Co., Inc.

Chicago, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-19
S63	Uniform Securities Agent State Law Examination	2015-04-17

Other Firms