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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-10-28
MD RA APPROVED 2021-06-09
  • DE RA
    APPROVED
    Since 2021-10-28
  • MD RA
    APPROVED
    Since 2021-06-09

Branch Locations

38015 Town Center Drive, Millville, DE 19967 • United States

38716 Sussex Highway, Delmar, DE 19940 • United States

101 W. Market Street, Laurel, DE 19956 • United States

110 West Market St., Snow Hill, MD 21863 • United States

11003 Manklin Creek Road, Berlin, MD 21811 • United States

Frankford, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M & T Securities Rehoboth Beach DE 02/2015 Present
M & T Bank Rehoboth Beach DE 11/2004 09/2019
Lpl Financial Llc Delmar DE 06/2021 Present
Lpl Financial Llc Delmar DE 06/2021 Present
  • 02/2015 → Present
    M & T Securities
    Rehoboth Beach, DE
  • 11/2004 → 09/2019
    M & T Bank
    Rehoboth Beach, DE
  • 06/2021 → Present
    Delmar, DE
  • 06/2021 → Present
    Delmar, DE
Previous Registrations
  • 2021-01-08 → 2021-06-09
    M&T Securities, Inc.
    Rehoboth, DE
    Wilmington, DE
    Baltimore, MD
    Snow Hill, MD
    Berlin, MD
    Cambridge, MD
    Delmar, DE
    Laurel, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 2015-06-26
  • S65 Uniform Investment Adviser Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2015-06-26

View on SEC IAPD

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