Giovanna Pagano-Decker

Wells Fargo Clearing Services, LLC

Short Hills, NJ

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-11-27
NY	RA	APPROVED	2023-05-26

NJ RA
APPROVED

Since 2023-11-27
NY RA
APPROVED

Since 2023-05-26

Branch Locations

51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Woodbury	CT	04/2016	11/2016
Wells Fargo Clearing Services, Llc	Woodbury	CT	11/2016	07/2021
Hsbc Bank Usa N.A.	Scarsdale	NY	07/2021	05/2023
Hsbc Securities (Usa) Inc.	Scarsdale	NY	08/2021	05/2023
Wells Fargo Clearing Services, Llc	Summit	NJ	05/2023	Present

04/2016 → 11/2016

Wells Fargo Advisors, Llc

Woodbury, CT
11/2016 → 07/2021

Wells Fargo Clearing Services, Llc

Woodbury, CT
07/2021 → 05/2023

Hsbc Bank Usa N.A.

Scarsdale, NY
08/2021 → 05/2023

Hsbc Securities (Usa) Inc.

Scarsdale, NY
05/2023 → Present

Wells Fargo Clearing Services, Llc

Summit, NJ

Previous Registrations

2021-08-13 → 2023-05-19

Hsbc Securities (Usa) Inc.

Scarsdale, NY
2016-05-02 → 2021-07-22

Wells Fargo Clearing Services, Llc

Purchase, NY

Woodbury, CT

Old Greenwich, CT

Purchase, NY

Melville, NY

Boston, MA

New City, NY

Westport, CT

White Plains, NY

Melville, NY
2015-11-20 → 2016-05-13

Lpl Financial Llc

Nyack, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-19

S66 Uniform Combined State Law Examination

2015-11-19

Other Names

Joanne Pagano

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

RIDGEWOOD INVESTMENTS

J.P. MORGAN SECURITIES LLC

DORCHESTER ADVISORS LLC

ESTEE ADVISORS LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UNITED SUCCESS WEALTH MANAGEMENT

TRANSAMERICA FINANCIAL ADVISORS, LLC

Other Investors

DAVID SETH LEIBOWITZ

VALERIE RUBIO LEMMON

TERRANCE PATRICK MCGUIRE

KAUSHAL BHUPENDRA MAJMUDAR

John Varghese Cholankeril

DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ

RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ

J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

DORCHESTER ADVISORS LLC · SHORT HILLS, NJ

ESTEE ADVISORS LLC · SHORT HILLS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ

UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ

TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

More in Short Hills, NJ

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