Catherine Maivan Hoang

Current Employers

Employment History

• 02/2015 → 10/2017
  Lockton Companies, Llc
  Dallas, TX
• 02/2015 → 10/2017
  Lockton Financial Advisors, Llc
  Dallas, TX
• 11/2017 → 04/2018
  Fidelity Brokerage Services Llc
  Westlake, TX
• 04/2018 → 04/2018
  Lockton Companies Llc
  Dallas, TX
• 04/2018 → 04/2019
  Lockton Financial Advisors, Llc
  Dallas, TX
• 04/2019 → Present
  Mma Agency
  Dallas, TX
• 04/2019 → Present
  Mma Securities Llc
  Dallas, TX

Other Businesses

1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. BRIDGE Empowerment Initiative, Inc.; Not Investment related; 1010 Clark Trl Grand Prairie, TX 75052; 501(c)(3) non-profit - local community development; Board Member; start date 10/05/2025; devotes 5 hours a month not during trading hours; Advising on the board of directors, officer duties TBD

Exams

• S66 Uniform Combined State Law Examination
  2023-08-25
• S63 Uniform Securities Agent State Law Examination
  2015-11-21

Other Names

• Catherine Maivan Hoang
• Catherine Hoang