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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-02
TX RA APPROVED 2024-02-02
  • IL RA
    APPROVED
    Since 2024-02-02
  • TX RA
    APPROVED
    Since 2024-02-02

Branch Locations

10 S Dearborn St Floor 08, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 10/2016 Present
J.P. Morgan Securities Llc Chicago IL 10/2016 Present
Loyola University College Of Business New Orleans LA 08/2013 05/2016
Northwestern Mutual Metairie LA 09/2015 10/2016
Loyola University New Orleans New Orleans LA 08/2012 05/2016
  • 10/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 10/2016 → Present
    Chicago, IL
  • 08/2013 → 05/2016
    Loyola University College Of Business
    New Orleans, LA
  • 09/2015 → 10/2016
    Northwestern Mutual
    Metairie, LA
  • 08/2012 → 05/2016
    Loyola University New Orleans
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-02
S63 Uniform Securities Agent State Law Examination 2017-05-12
  • S65 Uniform Investment Adviser Law Examination
    2024-02-02
  • S63 Uniform Securities Agent State Law Examination
    2017-05-12

View on SEC IAPD

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