Colin Frederick Philips

Ocoee, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-05-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Orlando	FL	02/2015	07/2018
Charles Schwab & Co., Inc	Orlando	FL	10/2019	11/2021
Ae Wealth Management Llc	Topeka	KS	12/2021	05/2022
Significant Wealth Management Inc Dba The Lifewealth Group	Winter Garden	FL	11/2021	05/2022
Charles Schwab & Co., Inc	Orlando	FL	07/2018	10/2019
Madison Avenue Securities	San Diego	CA	03/2022	05/2022
Truist Investment Services, Inc.	Orlando	FL	10/2022	10/2023
Truist Advisory Services, Inc.	Orlando	FL	10/2022	10/2023
Unemployed	Ocoee	FL	05/2022	10/2022
Cast Member Financial Llc	Ocoee	FL	01/2024	Present

02/2015 → 07/2018

Charles Schwab & Co., Inc.

Orlando, FL
10/2019 → 11/2021

Charles Schwab & Co., Inc

Orlando, FL
12/2021 → 05/2022

Ae Wealth Management Llc

Topeka, KS
11/2021 → 05/2022

Significant Wealth Management Inc Dba The Lifewealth Group

Winter Garden, FL
07/2018 → 10/2019

Charles Schwab & Co., Inc

Orlando, FL
03/2022 → 05/2022

Madison Avenue Securities

San Diego, CA
10/2022 → 10/2023

Truist Investment Services, Inc.

Orlando, FL
10/2022 → 10/2023

Truist Advisory Services, Inc.

Orlando, FL
05/2022 → 10/2022

Unemployed

Ocoee, FL
01/2024 → Present

Cast Member Financial Llc

Ocoee, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-14