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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-26
AZ RA APPROVED 2025-09-24
ND RA APPROVED 2025-09-22
NH RA APPROVED 2025-09-19
OR RA APPROVED 2025-09-19
SC RA APPROVED 2025-09-19
WV RA APPROVED 2025-09-19
MI RA APPROVED 2025-09-18
NC RA APPROVED 2025-09-18
WI RA APPROVED 2025-09-18
AL RA APPROVED 2025-09-17
AK RA APPROVED 2025-09-17
CA RA APPROVED 2025-09-17
CO RA APPROVED 2025-09-17
CT RA APPROVED 2025-09-17
DE RA APPROVED 2025-09-17
FL RA APPROVED 2025-09-17
HI RA APPROVED 2025-09-17
ID RA APPROVED 2025-09-17
IL RA APPROVED 2025-09-17
IN RA APPROVED 2025-09-17
IA RA APPROVED 2025-09-17
KY RA APPROVED 2025-09-17
LA RA APPROVED 2025-09-17
ME RA APPROVED 2025-09-17
MD RA APPROVED 2025-09-17
MS RA APPROVED 2025-09-17
MO RA APPROVED 2025-09-17
MT RA APPROVED 2025-09-17
NV RA APPROVED 2025-09-17
NJ RA APPROVED 2025-09-17
NM RA APPROVED 2025-09-17
OK RA APPROVED 2025-09-17
RI RA APPROVED 2025-09-17
UT RA APPROVED 2025-09-17
VT RA APPROVED 2025-09-17
VA RA APPROVED 2025-09-17
WA RA APPROVED 2025-09-17
KS RA APPROVED 2025-09-16
MN RA APPROVED 2025-09-16
NE RA APPROVED 2025-09-16
NY RA APPROVED 2025-09-16
OH RA APPROVED 2025-09-16
SD RA APPROVED 2025-09-16
TX RA APPROVED 2025-09-16
WY RA APPROVED 2025-09-16
PA RA APPROVED 2025-07-02
  • AR RA
    APPROVED
    Since 2025-09-26
  • AZ RA
    APPROVED
    Since 2025-09-24
  • ND RA
    APPROVED
    Since 2025-09-22
  • NH RA
    APPROVED
    Since 2025-09-19
  • OR RA
    APPROVED
    Since 2025-09-19
  • SC RA
    APPROVED
    Since 2025-09-19
  • WV RA
    APPROVED
    Since 2025-09-19
  • MI RA
    APPROVED
    Since 2025-09-18
  • NC RA
    APPROVED
    Since 2025-09-18
  • WI RA
    APPROVED
    Since 2025-09-18
  • AL RA
    APPROVED
    Since 2025-09-17
  • AK RA
    APPROVED
    Since 2025-09-17
  • CA RA
    APPROVED
    Since 2025-09-17
  • CO RA
    APPROVED
    Since 2025-09-17
  • CT RA
    APPROVED
    Since 2025-09-17
  • DE RA
    APPROVED
    Since 2025-09-17
  • FL RA
    APPROVED
    Since 2025-09-17
  • HI RA
    APPROVED
    Since 2025-09-17
  • ID RA
    APPROVED
    Since 2025-09-17
  • IL RA
    APPROVED
    Since 2025-09-17
  • IN RA
    APPROVED
    Since 2025-09-17
  • IA RA
    APPROVED
    Since 2025-09-17
  • KY RA
    APPROVED
    Since 2025-09-17
  • LA RA
    APPROVED
    Since 2025-09-17
  • ME RA
    APPROVED
    Since 2025-09-17
  • MD RA
    APPROVED
    Since 2025-09-17
  • MS RA
    APPROVED
    Since 2025-09-17
  • MO RA
    APPROVED
    Since 2025-09-17
  • MT RA
    APPROVED
    Since 2025-09-17
  • NV RA
    APPROVED
    Since 2025-09-17
  • NJ RA
    APPROVED
    Since 2025-09-17
  • NM RA
    APPROVED
    Since 2025-09-17
  • OK RA
    APPROVED
    Since 2025-09-17
  • RI RA
    APPROVED
    Since 2025-09-17
  • UT RA
    APPROVED
    Since 2025-09-17
  • VT RA
    APPROVED
    Since 2025-09-17
  • VA RA
    APPROVED
    Since 2025-09-17
  • WA RA
    APPROVED
    Since 2025-09-17
  • KS RA
    APPROVED
    Since 2025-09-16
  • MN RA
    APPROVED
    Since 2025-09-16
  • NE RA
    APPROVED
    Since 2025-09-16
  • NY RA
    APPROVED
    Since 2025-09-16
  • OH RA
    APPROVED
    Since 2025-09-16
  • SD RA
    APPROVED
    Since 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-16
  • WY RA
    APPROVED
    Since 2025-09-16
  • PA RA
    APPROVED
    Since 2025-07-02

Branch Locations

1 Portland Square, Portland, ME 04101 • United States

2005 Market Street Suite 2350, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 02/2015 01/2025
Td Bank N.A. Philadelphia PA 06/2025 Present
Td Private Client Wealth Llc Philadelphia PA 06/2025 Present
Not Employed/Unemployed Philadelphia PA 01/2025 06/2025
  • 02/2015 → 01/2025
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 06/2025 → Present
    Td Bank N.A.
    Philadelphia, PA
  • 06/2025 → Present
    Philadelphia, PA
  • 01/2025 → 06/2025
    Not Employed/Unemployed
    Philadelphia, PA
Previous Registrations
  • 2020-07-17 → 2025-02-06
    Fidelity Personal And Workplace Advisors
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-10
S63 Uniform Securities Agent State Law Examination 2015-06-04
  • S65 Uniform Investment Adviser Law Examination
    2020-07-10
  • S63 Uniform Securities Agent State Law Examination
    2015-06-04
Other Names
  • Michael Thomas Sheahan

View on SEC IAPD

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