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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-24
CA RA APPROVED 2015-04-23
  • TX RA
    APPROVED
    Since 2015-04-24
  • CA RA
    APPROVED
    Since 2015-04-23

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2015 Present
Bank Of America, N.A. Chandler AZ 02/2015 Present
Other Businesses

I*1407292For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: phoenix, Arizona, 85042, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 2/1/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*1407293For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: phoenix, Arizona, 85008, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 5/1/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*1552324For profit or not for profit: Entity For ProfitName of outside business organization: Rozh HoldingsInvestment related: NAddress of business: chandler, Arizona, 85224, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 11/13/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Creating LLC to manage and receive rental income from existing rental properties I*2181290, Entity Type: Entity Charitable, Name of OBA: Arizona Council on Economic Education, Address: Phoenix, Arizona, 85032, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 03/03/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Purpose of entity is to reach and teach every Arizona student to become financially and economically responsible in work and life. Responsibilities as a board member to setup volunteer events and community outreaches to help reach more students and drive economic education. Example of volunteer event that shows how we would be helping students become financially responsible: Volunteer event at high school for 250 seniors ready to graduate and go to college or into the workforce. They were given a hypothetical job, income and family and had to learn to budget for the entire family by paying for housing, transportation, utilities, food, entertainment , etc...students had to learn how to stay under the budget they were given and manage their income responsibly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-22
  • S66 Uniform Combined State Law Examination
    2015-04-22

View on SEC IAPD

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