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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED | 2022-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2015 | 11/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2016 | 11/2021 |
| Royal Alliance Associates, Inc. | Jersey City | NJ | 11/2021 | 02/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | 03/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | 03/2022 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 02/2022 | 03/2022 |
| Lpl Financial Llc | San Diego | CA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-07 |
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