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Jae Sung Chun

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-05
CA RA APPROVED 2025-03-10
  • TX RA
    APPROVED_RES
    Since 2025-04-05
  • CA RA
    APPROVED
    Since 2025-03-10

Branch Locations

3320 W Olympic Blvd, Los Angeles, CA 90019 • United States

100 N Larchmont Blvd, Los Angeles, CA 90004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2015 06/2020
Equitable Advisors, Llc New York NY 06/2015 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 01/2022 Present
Neo Biotech Usa Pasadena CA 03/2021 12/2021
Bank Of America, N.A. Los Angeles CA 01/2025 Present
  • 06/2015 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2015 → 02/2021
    Equitable Advisors, Llc
    New York, NY
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 03/2021 → 12/2021
    Neo Biotech Usa
    Pasadena, CA
  • 01/2025 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-07
S63 Uniform Securities Agent State Law Examination 2024-05-06
S65 Uniform Investment Adviser Law Examination 2020-09-02
  • S66 Uniform Combined State Law Examination
    2025-03-07
  • S63 Uniform Securities Agent State Law Examination
    2024-05-06
  • S65 Uniform Investment Adviser Law Examination
    2020-09-02
Other Names
  • Jae Chun
  • Jae Sung Chun
  • Jae S Chun
  • Jay S Chun

View on SEC IAPD

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