Adrian Peter Caspar

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-08-28

NC RA
APPROVED

Since 2017-08-28

Branch Locations

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pacer Financial, Inc.	Paoli	PA	12/2014	09/2016
Axa Advisors, Llc	New York	NY	09/2016	06/2020
Equitable Advisors, Llc	New York	NY	09/2016	Present

12/2014 → 09/2016

Pacer Financial, Inc.

Paoli, PA
09/2016 → 06/2020

Axa Advisors, Llc

New York, NY
09/2016 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

BNI (Business Network International) Global Headquarters: 3430 Toringdon Way, Suite 300, Charlotte, NC 28277, Member and Visitor Host, building strong professional relationships and generating referrals to help businesses grow, serve as a visitor host greeting guest each week, make them feel welcome and help acclimate them to the meeting format so they can have a positive and productive experience, 11/13/2025, 6hrs/mo. not investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-15
S63	Uniform Securities Agent State Law Examination	2015-05-15

S65 Uniform Investment Adviser Law Examination

2017-08-15
S63 Uniform Securities Agent State Law Examination

2015-05-15