Nicholas Hesse

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-19

FL RA
APPROVED

Since 2024-08-19

Branch Locations

2625 Mc Cormick Dr Ste 101, Clearwater, FL 33759-1077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Keybank	Solon	OH	05/2016	11/2018
Pnc Investments	Clearwater	FL	12/2018	08/2024
Edward Jones	St. Louis	MO	08/2024	Present

05/2016 → 11/2018

Keybank

Solon, OH
12/2018 → 08/2024

Pnc Investments

Clearwater, FL
08/2024 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2018-12-06 → 2024-08-13

Pnc Wealth Management Llc

Cleveland, OH

Durham, NC

Clearwater, FL

Clearwater, FL

Cleveland, OH
2018-05-02 → 2018-11-19

Key Investment Services Llc

Cleveland, OH

Solon, OH

Cleveland, OH

Columbus, OH
2015-09-01 → 2016-05-17

Citizens Securities, Inc.

University Heights, OH

Fairlawn, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-11
S63	Uniform Securities Agent State Law Examination	2015-05-16

S65 Uniform Investment Adviser Law Examination

2015-08-11
S63 Uniform Securities Agent State Law Examination

2015-05-16

Designations

Other Names

Nicholas Joseph Hesse
Nicholas Hesse

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.

USA FINANCIAL SECURITIES LLC

BEDINGHAUS FINANCIAL GROUP, INC

AMERIPRISE FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

HEIDE REBECCA DELUCA

ESTHER LYNN ROPP

MICHAEL JAMES BURROWS

TODD DANIEL BASLER

JOAN ELISE KREBEL

Other Offices

PFS INVESTMENTS INC. · CLEARWATER, FL

PFS INVESTMENTS INC. · CLEARWATER, FL

PFS INVESTMENTS INC. · CLEARWATER , FL

USA FINANCIAL SECURITIES LLC · Clearwater, FL

BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL

AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Clearwater, FL

More in Clearwater, FL

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