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David C Grados

Pgim Investments LLC

Los Angeles, CA

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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-20
  • NJ RA
    APPROVED
    Since 2017-03-20

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Paramus NJ 01/2016 02/2017
Morgan Stanley Private Bank, N.A. New York NY 03/2016 02/2017
Pgim Investments,Llc Los Angeles CA 02/2017 Present
Prudential Investment Management Services Llc Los Angeles CA 03/2017 Present
Pgim Investments,Llc Los Angeles CA 03/2017 Present
  • 01/2016 → 02/2017
    Morgan Stanley Smith Barney Llc
    Paramus, NJ
  • 03/2016 → 02/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2017 → Present
    Pgim Investments,Llc
    Los Angeles, CA
  • 03/2017 → Present
    Prudential Investment Management Services Llc
    Los Angeles, CA
  • 03/2017 → Present
    Pgim Investments,Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-25
S63 Uniform Securities Agent State Law Examination 2015-05-29
  • S65 Uniform Investment Adviser Law Examination
    2016-03-25
  • S63 Uniform Securities Agent State Law Examination
    2015-05-29
Other Names
  • David Grados

View on SEC IAPD

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