Yahui Lu

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-11-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Lawrenceville	NJ	06/2016	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Princeton	NJ	09/2017	05/2019
Pruco Securities, Llc.	East Brunswick	NJ	07/2019	11/2024
Bank Of America, N.A.	Princeton	NJ	10/2017	05/2019
Morgan Stanley Private Bank, N.A.	New York	NY	07/2016	08/2017
Prudential Insurance Company Of America	East Brunswick	NJ	09/2019	Present
Lpl Enterprise, Llc	East Brunswick	NJ	11/2024	Present

06/2016 → 08/2017

Morgan Stanley

Lawrenceville, NJ
09/2017 → 05/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ
07/2019 → 11/2024

Pruco Securities, Llc.

East Brunswick, NJ
10/2017 → 05/2019

Bank Of America, N.A.

Princeton, NJ
07/2016 → 08/2017

Morgan Stanley Private Bank, N.A.

New York, NY
09/2019 → Present

Prudential Insurance Company Of America

East Brunswick, NJ
11/2024 → Present

Lpl Enterprise, Llc

East Brunswick, NJ

2019-07-26 → 2024-11-14

Pruco Securities, Llc.

East Brunswick, NJ
2017-09-21 → 2019-05-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ
2016-07-14 → 2017-08-24

Morgan Stanley

Lawrenceville, NJ
2015-11-17 → 2016-06-20

Ameriprise Financial Services, Llc

Cream Ridge, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-11