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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-01-29
  • VA RA
    APPROVED
    Since 2020-01-29

Branch Locations

1939 Roland Clarke Place Suite 400, Reston, VA 20191 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Reston VA 05/2016 01/2020
Jtb International And Global Advisor Group Reston VA 04/2016 Present
Raymond James Financial Services Advisors Inc. Reston VA 09/2017 01/2020
Lpl Financial Llc Reston VA 01/2020 Present
Private Advisor Group, Llc Reston VA 01/2020 Present
Previous Registrations
Other Businesses

1)01/28/2020 - Global Advisor Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2016 2)01/28/2020 - ZHCP Holdings LLC - Business Entity for Tax/Investment - inv rel - at reported business location(s) - start: 12/2019 3)01/28/2020 - Virginia Heritage Properties LLC - Mortgage/Real Estate Services - Owner of Commercial business offices for rent - inv rel - McLean, VA - start: 2005. 4) 2/6/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 1/29/20 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 2/6/2020 - Private Advisor Group - DBA: (Hybrid) Global Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 1/29/20 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-29
S63 Uniform Securities Agent State Law Examination 2015-05-20
  • S65 Uniform Investment Adviser Law Examination
    2016-08-29
  • S63 Uniform Securities Agent State Law Examination
    2015-05-20
Designations
Other Names
  • Joseph Pabis

View on SEC IAPD

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