Best Investors Account Sign in

Andrew Brian Noto

Rbc Capital Markets, LLC

New Orleans, LA

Metairie, LA

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-11-10
TX RA APPROVED 2025-10-30
  • LA RA
    APPROVED
    Since 2025-11-10
  • TX RA
    APPROVED
    Since 2025-10-30

Branch Locations

1100 Poydras St. Suite 2160, New Orleans, LA 70163 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Orleans LA 03/2015 01/2017
Infinex Investments, Inc Meriden CT 01/2017 07/2019
Iberia Bank Metairie LA 01/2017 07/2019
Planning Associates Wealth Management, Llc Metairie LA 09/2019 11/2022
Ubs Financial Services Inc. New Orleans LA 11/2022 10/2025
Rbc Capital Markets, Llc New Orleans LA 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-30
S66 Uniform Combined State Law Examination 2016-04-11
  • S63 Uniform Securities Agent State Law Examination
    2022-12-30
  • S66 Uniform Combined State Law Examination
    2016-04-11

View on SEC IAPD

Other Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor