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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ink Spot | Goreville | IL | 01/2015 | Present |
| Alliance Wealth Management | Carbondale | IL | 03/2015 | 01/2019 |
| Osaic Wealth, Inc. | Goreville | IL | 03/2019 | Present |
| Rogers Strategic Wealth | Marion | IL | 04/2023 | Present |
1. ROGERS STRATEGIC WEALTH POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2019 ADDRESS: 201 W Main St Suite 100, Marion IL 62959, United States DESCRIPTION: Insurance Sales 2. ROGERS STRATEGIC WEALTH POSITION: Sales NATURE: Health Insurance with LTC insurance ability INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/24/2023 ADDRESS: 201 W Main St Suite 100, Marion IL 62959, United States DESCRIPTION: This is to record my health insurance sales. It makes up for a very small amount of my business, but I added health insurance in April 2023 to my lines of products available. 3. THE INK SPOT POSITION: Co-owner NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: 908 S Fly Ave, Goreville IL 62939, United States DESCRIPTION: I help with the production of my wife's screen printing business. 90% of the work is after normal hours with some phone calls made during the day.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 2015-02-28 |
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