Anthony D Lee

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2024-11-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc./ Schwab Wealth Advisory, Inc.	Indianapolis	IN	02/2015	10/2018
Morgan Stanley	Indianapolis	IN	10/2018	10/2019
Prudential / Pruco Securities, Llc.	Indianapolis	IN	11/2020	01/2021
Unemployed	Indianapolis	IN	07/2020	10/2020
Angie's List	Indianapolis	IN	10/2019	06/2020
Charles Schwab & Co., Inc./ Schwab Wealth Advisory, Inc.	Indianapolis	IN	01/2021	11/2024
Capital Group / Capital Client Group, Inc.	Indianapolis	IN	11/2024	Present
Liberty University	Lynchburg	VA	01/2023	12/2023

02/2015 → 10/2018

Charles Schwab & Co., Inc./ Schwab Wealth Advisory, Inc.

Indianapolis, IN
10/2018 → 10/2019

Morgan Stanley

Indianapolis, IN
11/2020 → 01/2021

Prudential / Pruco Securities, Llc.

Indianapolis, IN
07/2020 → 10/2020

Unemployed

Indianapolis, IN
10/2019 → 06/2020

Angie's List

Indianapolis, IN
01/2021 → 11/2024

Charles Schwab & Co., Inc./ Schwab Wealth Advisory, Inc.

Indianapolis, IN
11/2024 → Present

Capital Group / Capital Client Group, Inc.

Indianapolis, IN
01/2023 → 12/2023

Liberty University

Lynchburg, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-31
S63	Uniform Securities Agent State Law Examination	2015-07-13