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Jennifer Marie Keilty

Vanguard Advisers, Inc.

Charlotte, NC

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-01
TX RA APPROVED 2019-10-01
  • NC RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2015 Present
Vanguard Advisers, Inc. Charlotte NC 10/2019 Present
Vanguard Marketing Corporation Charlotte NC 07/2015 Present
  • 07/2015 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2019 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
  • 07/2015 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
Previous Registrations
  • 2008-10-23 → 2015-05-20
    Ubs Financial Services Inc.
    Charlotte, NC
    Weehawken, NJ
    Charlotte, NC
    Weehawken, NJ
  • 2005-05-03 → 2008-06-11
    Wells Fargo Investments, Llc
    Beaverton, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Other Names
  • Jennifer Marie Van Nice
  • Jennifer M Keilty
  • Jennifer Keilty
  • Jenn Keilty

View on SEC IAPD

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