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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-24
CT RA APPROVED 2016-05-24
  • TX RA
    APPROVED_RES
    Since 2025-03-24
  • CT RA
    APPROVED
    Since 2016-05-24

Branch Locations

80 Washington Ave, North Haven, CT 06473 • United States

781 Main St, Plantsville, CT 06479 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

820 East Main St, Meriden, CT 06450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Hamden CT 03/2013 Present
Wells Fargo Advisors, Llc Hamden CT 02/2015 11/2016
Color Bar Salon Southington CT 02/2014 Present
Wells Fargo Clearing Services, Llc Hamden CT 11/2016 Present
  • 03/2013 → Present
    Wells Fargo Bank, Na
    Hamden, CT
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Hamden, CT
  • 02/2014 → Present
    Color Bar Salon
    Southington, CT
  • 11/2016 → Present
    Hamden, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-24
S63 Uniform Securities Agent State Law Examination 2015-05-20
  • S65 Uniform Investment Adviser Law Examination
    2016-05-24
  • S63 Uniform Securities Agent State Law Examination
    2015-05-20

View on SEC IAPD

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