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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-02-01 |
Branch Locations
401 M. Durwood Stephenson Parkway, Smithfield, NC 27577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 02/2015 | Present |
| Secu Life Insurance Company | Raleigh | NC | 02/2015 | Present |
| State Employees' Credit Union | Smithfield | NC | 04/2005 | Present |
| Limited Access | Smithfield | NC | 10/2013 | 08/2017 |
| Credit Union Investment Services | Raleigh | NC | 06/2015 | Present |
| Wedding Bartender/Event Asst - Self Employed | Selma | NC | 09/2017 | Present |
| Members Trust Company | Tampa | FL | 10/2018 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 4/2005. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. RENTAL PROPERTIES. 406 W. MAIN ST., MICRO, NC 27555. HOME & LAND. START DATE: 9/2010. 3421 Rains Crossroads Rd., Princeton, NC 27569. Start date: 8/2019. 3423 RAINS CROSSROADS RD., PRINCETON, NC 27569. LAND RENTED TO MOBILE HOME OWNER. START DATE: 11/05. OWNS, MANAGES, AND COLLECTS RENT FROM ALL PROPERTIES. HRS/MO. APPROX. 4, NONE DURING TRADING HOURS. Wedding Bartender - Self employed - Contract. Address: 1394 Campground Rd, Selma, NC 27576. Nature: Bartending events. Title: Owner. Start date: 9/2017. Devote approximately 5 hours per month to other business, none during securities trading hours. Duties: serve/clean. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2018. TITLE: TRUST REP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-02 |
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