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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-02-01
  • NC RA
    APPROVED
    Since 2016-02-01

Branch Locations

401 M. Durwood Stephenson Parkway, Smithfield, NC 27577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 02/2015 Present
Secu Life Insurance Company Raleigh NC 02/2015 Present
State Employees' Credit Union Smithfield NC 04/2005 Present
Limited Access Smithfield NC 10/2013 08/2017
Credit Union Investment Services Raleigh NC 06/2015 Present
Wedding Bartender/Event Asst - Self Employed Selma NC 09/2017 Present
Members Trust Company Tampa FL 10/2018 Present
  • 02/2015 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 02/2015 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 04/2005 → Present
    State Employees' Credit Union
    Smithfield, NC
  • 10/2013 → 08/2017
    Limited Access
    Smithfield, NC
  • 06/2015 → Present
    Raleigh, NC
  • 09/2017 → Present
    Wedding Bartender/Event Asst - Self Employed
    Selma, NC
  • 10/2018 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 4/2005. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. RENTAL PROPERTIES. 406 W. MAIN ST., MICRO, NC 27555. HOME & LAND. START DATE: 9/2010. 3421 Rains Crossroads Rd., Princeton, NC 27569. Start date: 8/2019. 3423 RAINS CROSSROADS RD., PRINCETON, NC 27569. LAND RENTED TO MOBILE HOME OWNER. START DATE: 11/05. OWNS, MANAGES, AND COLLECTS RENT FROM ALL PROPERTIES. HRS/MO. APPROX. 4, NONE DURING TRADING HOURS. Wedding Bartender - Self employed - Contract. Address: 1394 Campground Rd, Selma, NC 27576. Nature: Bartending events. Title: Owner. Start date: 9/2017. Devote approximately 5 hours per month to other business, none during securities trading hours. Duties: serve/clean. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2018. TITLE: TRUST REP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-01
S63 Uniform Securities Agent State Law Examination 2015-06-02
  • S65 Uniform Investment Adviser Law Examination
    2016-02-01
  • S63 Uniform Securities Agent State Law Examination
    2015-06-02
Other Names
  • Brandy Lynn Peedin
  • Brandy Peedin Kemker

View on SEC IAPD

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