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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-06-09 |
Branch Locations
4120 N Galaxy Dr, Appleton, WI 54913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connect, Powered By American Family Insurance | De Pere | WI | 02/2015 | 09/2020 |
| Unemployed | Appleton | WI | 10/2020 | 10/2020 |
| Thrivent Investment Management Inc | Menasha | WI | 10/2020 | 05/2022 |
| Thrivent Financial | Appleton | WI | 11/2020 | 03/2021 |
| Thrivent Financial | Appleton | WI | 03/2021 | 05/2022 |
| Johnson Financial Group | Green Bay | WI | 06/2022 | Present |
| Lpl Financial | Green Bay | WI | 06/2022 | Present |
1- 06/2022 / JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS / DBA for LPL Business (entity for LPL business) / Investment Related / Green Bay, WI 2- 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - Milwaukee, WI - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading 3 - 05/09/2024 - Northeast Financial Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/22/2024 - 50 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-23 |
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