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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-03 |
| DE | RA | APPROVED | 2025-09-02 |
| NC | RA | APPROVED | 2025-04-09 |
| FL | RA | APPROVED | 2024-09-09 |
| CA | RA | APPROVED | 2024-09-06 |
| TX | RA | APPROVED_RES | 2024-09-06 |
| ME | RA | APPROVED | 2024-03-25 |
| CT | RA | APPROVED | 2021-12-09 |
| NY | RA | APPROVED | 2021-12-09 |
| NJ | RA | APPROVED | 2020-03-09 |
Branch Locations
66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States
Long Island City, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | East Setauket | NY | 06/2015 | 12/2021 |
| Hsbc Bank Usa, N.A. | New York | NY | 06/2016 | 12/2021 |
| Hsbc Bank Usa, N.A. | New York | NY | 12/2021 | Present |
| Hsbc Securities (Usa) Inc. | New York | NY | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-25 |
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