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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-05
TX RA APPROVED 2025-12-05
  • CA RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED
    Since 2025-12-05

Branch Locations

Rancho Cordova, CA • United States

2750 Gateway Oaks Dr Ste 340, Sacramento, CA 95833-3658 • United States

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Sacramento CA 02/2015 10/2017
Various Insurance Carriers For W&R Insurance Agencies Sacramento CA 06/2015 10/2017
Massachusetts Mutual Life Insurance Company Sacramento CA 10/2017 12/2025
Mml Investors Services, Llc Sacramento CA 10/2017 12/2025
Ameriprise Financial Services, Llc Sacramento CA 12/2025 Present
  • 02/2015 → 10/2017
    Waddell & Reed, Inc
    Sacramento, CA
  • 06/2015 → 10/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Sacramento, CA
  • 10/2017 → 12/2025
    Massachusetts Mutual Life Insurance Company
    Sacramento, CA
  • 10/2017 → 12/2025
    Sacramento, CA
  • 12/2025 → Present
    Sacramento, CA
Previous Registrations
  • 2017-10-27 → 2025-12-10
    Sacramento, CA
    Rancho Cordova, CA
  • 2017-05-18 → 2017-10-17
    Waddell & Reed
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-18
  • S66 Uniform Combined State Law Examination
    2017-05-18
Other Names
  • Larry Paul Pearl
  • Larry Pearl

View on SEC IAPD

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