Best Investors Account Sign in

Joseph James Perry

Osaic Wealth, Inc.

New York, NY

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-25
  • NY RA
    APPROVED
    Since 2025-11-25

Branch Locations

450 Seventh Ave Ste 605, New York, NY 10123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Mclean VA 11/2015 06/2018
United Brokerage Services Inc Alexandria VA 06/2018 05/2019
Charles Schwab & Co., Inc. New York City NY 06/2019 11/2025
Charles Schwab Bank New York City NY 06/2019 11/2025
Osaic Wealth, Inc. New York NY 11/2025 Present
Previous Registrations
  • 2019-07-03 → 2025-12-07
    Charles Schwab & Co., Inc.
    Washington, DC
    New York City, NY
  • 2018-06-06 → 2019-06-06
    United Brokerage Services, Inc
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Springfield, VA
    Arlington, VA
  • 2015-11-17 → 2018-05-03
    Capital One Advisors, Llc
    Arlington, VA
    Mclean, VA
  • 2015-05-04 → 2015-10-05
    Mcadam Llc
    Tysons Corner, VA
    Radnor, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-06
  • S66 Uniform Combined State Law Examination
    2015-04-06
Designations
Other Names
  • Joe Perry

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor