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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-06-04
GA RA APPROVED 2005-03-17
  • TX RA
    APPROVED_RES
    Since 2008-06-04
  • GA RA
    APPROVED
    Since 2005-03-17

Branch Locations

3621 Vinings Slope Se Ste 4440, Atlanta, GA 30339 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 09/2004 Present
Other Businesses

(1)Name of Business: WVP Ventures LLC Address: 2839 Paces Ferry Rd SE Ste 640, Atlanta, GA, 30339-5734, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/07/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Steve Kaasbell/Harris Konter/ and myself purchased this office condo to lease back to ourselves as RJAS. We will move into the office in Sept 2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-02
S65 Uniform Investment Adviser Law Examination 2002-05-20
  • S66 Uniform Combined State Law Examination
    2004-12-02
  • S65 Uniform Investment Adviser Law Examination
    2002-05-20

View on SEC IAPD

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