Michael Sylvester Rodriguez

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-06-10
TX	RA	APPROVED	2026-05-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Vanguard Advisers, Inc.	Plano	TX	04/2026	Present
Waddell & Reed, Inc	Indian Wells	CA	05/2015	11/2016
Waddell And Reed Financial Advisors	Perris	CA	03/2016	11/2016
Amazon	Moreno Valley	CA	11/2016	02/2017
Td Ameritrade	Rancho Cucamongo	CA	03/2017	06/2018
Ameriprise Financial Services, Inc	Palm Springs	CA	06/2018	02/2021
Fidelity Investments	Redlands	CA	04/2021	09/2021
Fisher Investments	Camas	WA	05/2022	03/2025
Burgundy School Of Business	Dijon		09/2021	04/2022
Sound Income Strategies, Llc	Portland	OR	03/2025	04/2026
Rothermel Financial Services, Llc	Portland	OR	03/2025	04/2026
Unemployed	Redlands	CA	02/2021	04/2021
The Vanguard Group, Inc.	Plano	TX	04/2026	Present
Vanguard Marketing Corporation	Plano	TX	04/2026	Present

2025-03-24 → 2026-04-14

Sound Income Strategies, Llc

Portland, OR

Fort Lauderdale, FL

Portland, OR
2022-05-16 → 2025-03-07

Fisher Investments

Plano, TX

Camas, WA
2018-06-11 → 2021-02-17

Ameriprise Financial Services, Llc

Palm Springs, CA
2017-03-27 → 2018-06-08

Td Ameritrade, Inc.

Upland, CA
2017-03-27 → 2018-06-08

Td Ameritrade Investment Management, Llc

Rancho Cucamonga, CA
2016-02-09 → 2016-11-15

Waddell & Reed

Riverside, CA

Indian Wells, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-26