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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-22 |
| TX | RA | APPROVED_RES | 2024-10-21 |
Branch Locations
Long Beach, CA • United States
24580 Crenshaw Blvd, Torrance, CA 90505-5306 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Torrance | CA | 03/2015 | 10/2024 |
| Kinecta Financial & Insurance Services, Llc | Torrance | CA | 02/2015 | 10/2024 |
| Ameriprise Financial Services, Llc | Torrance | CA | 10/2024 | Present |
Outside Employment; Kinecta Financial and Insurance Services; Financial Advisor; Retail; 24580 Crenshaw Blvd, , Torrance, CA, 90505; Investment-Related; 02/16/2015; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-02 |
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