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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-09-14
  • WA RA
    APPROVED
    Since 2021-09-14

Branch Locations

10655 Ne 4Th St, Ste 900, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Seattle WA 11/2015 06/2019
Foresters Financial Services Seattle WA 09/2015 06/2019
Cetera Investors Renton WA 06/2019 08/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2021 Present
Northwestern Mutual Investment Services Llc Bellevue WA 08/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2021 Present
  • 11/2015 → 06/2019
    Foresters Financial Services
    Seattle, WA
  • 09/2015 → 06/2019
    Foresters Financial Services
    Seattle, WA
  • 06/2019 → 08/2021
    Cetera Investors
    Renton, WA
  • 08/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2021 → Present
    Bellevue, WA
  • 10/2021 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. Aesthetics Plus, Not Investment-related, 23904 66th ave s, p104, Kent, WA, USA, 98032, 100% Owner, Start Date: 07/01/2021, 2 hrs per week, 0 trading hrs per week, Mobile Application, Duties: I have developed an application however it is not yet live but it will be a business and an LLC. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3. PROFESSIONAL DEVELOPMENT CO-CHAIR, URBAN LEAGUE METROPOLITAN SEATTLE YOUNG PROFESSIONALS, 105 14TH AVE #200, SEATTLE, , WASHINGTON, 98122, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/18/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TO HELP CREATE EVENTS SURROUNDING PROFESSIONAL DEVELOPMENT. NON INVESTMENT RELATED. 4. UBER DRIVER AND FOOD DELIVERY, 23904 66TH AVE S P104, KENT, , WASHINGTON, 98032, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/20/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, DELIVERING FOOD ORDERS; NON INVESTMENT-RELATED. 5. DASHER, DOOR DASH, 23904 66TH AVE S P104, KENT, , WASHINGTON, 98032, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/20/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, DELIVERING FOOD ORDERS; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-13
S63 Uniform Securities Agent State Law Examination 2015-04-24
  • S66 Uniform Combined State Law Examination
    2020-02-13
  • S63 Uniform Securities Agent State Law Examination
    2015-04-24
Other Names
  • Schanice Lanae Staples
  • Schanice Lanae' Staples
  • Schanice Staples

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