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Douglas Oscar Beaudoin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-06-27
CA RA APPROVED 2017-07-18
TX RA APPROVED 2017-07-18
  • CT RA
    APPROVED
    Since 2019-06-27
  • CA RA
    APPROVED
    Since 2017-07-18
  • TX RA
    APPROVED
    Since 2017-07-18

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 01/2014 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 07/2017 Present
Bank Of America, N.A. San Diego CA 07/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-01
S63 Uniform Securities Agent State Law Examination 2015-05-15
  • S66 Uniform Combined State Law Examination
    2016-06-01
  • S63 Uniform Securities Agent State Law Examination
    2015-05-15
Other Names
  • Douglas Oscar Beaudoin
  • Douglas Beaudoin

View on SEC IAPD

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