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Melissa Rose Moss

LPl Financial LLC

Woodstock, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
GA RA APPROVED 2020-11-16
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • GA RA
    APPROVED
    Since 2020-11-16

Branch Locations

220 Heritage Walk Ste 116, Woodstock, GA 30188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Foundation For Women's Health / Stopafib.oRg Greenwood TX 03/2011 09/2023
Melissa Moss, Inc Alpharetta GA 04/2014 09/2019
Lpl Financial Llc Milton GA 09/2019 Present
  • 03/2011 → 09/2023
    American Foundation For Women's Health / Stopafib.oRg
    Greenwood, TX
  • 04/2014 → 09/2019
    Melissa Moss, Inc
    Alpharetta, GA
  • 09/2019 → Present
    Milton, GA
Other Businesses

1) 7/2/2020: Main Street Advisors Inc.; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. Related. 2) 7/2/2020: Melissa Moss, Inc.; Business Entity For Tax/Investment Purposes Only; Inv. Related; Atlanta, GA; start date 4/2014; 160hrs/mo.; 8hrs during trading. 3) 11/14/2022: Marketing Solutions; At reported business location(s); Non-Variable Insurance; Agent; Inv. Related; Start Date 9/27/2022; 5hrs/mo.; 0hrs during trading. 4) 10/4/2023: Marketing Solutions; At reported business location(s); Non-Variable Insurance; Agent; Inv. Related; Start Date 9/6/2023; 5hrs/mo.; 5hrs during trading. 5) 11/01/2023 - Thrive Life Coaching - Other - Guest Educator - Not Investment Related - Home Based - Start Date 10/25/2023 - 4 Hours Per Month/ During Trading 6) 02/13/2024 - Melissa Moss, Inc. - Tax Prep/Accounting/CPA - Investment Related - Home Based - Start Date 02/01/2024 - 10 Hours Per Month/ 0 Hours during Trading 7) 07/24/2024 - Melissa Moss Wealth- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/22/2024 - 10 Hours Per Month/2 Hours During Trading 8) 12/22/2025 - Moss Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/11/2025 - 40 hours per month/ 32 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-12
  • S66 Uniform Combined State Law Examination
    2020-11-12

View on SEC IAPD

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