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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-11-18 |
| TX | RA | APPROVED | 2015-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cleburne | TX | 02/2015 | Present |
1. 10/23/2015 - Victory Investment Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2018 - 40 Hours Per Month/6 Hours During Securities Trading. 2. 12/04/2023 - Other - Performing Arts - Actor - Not Investment Related - Home Based/ Varies - Start Date 10/01/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-20 |
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