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Mayra Lopez Venegas

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-12
TX RA APPROVED 2022-10-12
  • CA RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED
    Since 2022-10-12

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Woodland Hills CA 06/2015 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 03/2020 09/2022
Ubs Financial Services Inc. Westlake Village CA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2019-11-18
Other Names
  • Mayra L Venegas
  • Mayra Venegas

View on SEC IAPD

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