Best Investors Account Sign in
Inactive

Rosa Diana Cadena

Connecticut Wealth Management, LLC

Farmington, CT

Farmington, CT

Claim This Profile
Current Employers
Connecticut Wealth Management, Llc

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-30
  • CT RA
    APPROVED
    Since 2026-03-30

Branch Locations

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Fairfield CT 01/2015 05/2017
Jpmorgan Securities Llc Fairfield CT 01/2015 05/2017
Resnick Investment Advisors, Llc Westport CT 05/2017 01/2019
Gyl Financial Synergies, Llc Westport CT 01/2019 11/2024
Focus Partners Wealth Boston MA 11/2024 09/2025
Connecticut Wealth Management Farmington CT 10/2025 Present
  • 01/2015 → 05/2017
    Jpmorgan Chase Bank
    Fairfield, CT
  • 01/2015 → 05/2017
    Jpmorgan Securities Llc
    Fairfield, CT
  • 05/2017 → 01/2019
    Resnick Investment Advisors, Llc
    Westport, CT
  • 01/2019 → 11/2024
    Gyl Financial Synergies, Llc
    Westport, CT
  • 11/2024 → 09/2025
    Focus Partners Wealth
    Boston, MA
  • 10/2025 → Present
    Connecticut Wealth Management
    Farmington, CT
Previous Registrations
  • 2024-11-07 → 2025-09-22
    Focus Partners Wealth, Llc
    Westport, CT
  • 2019-06-26 → 2024-12-06
    Gyl Financial Synergies, Llc
    Westport, CT
    Westport, CT
    West Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-17
S63 Uniform Securities Agent State Law Examination 2015-03-06
  • S65 Uniform Investment Adviser Law Examination
    2019-06-17
  • S63 Uniform Securities Agent State Law Examination
    2015-03-06
Other Names
  • Rosa Diana Cadena
  • Rosa Diana Quintana

View on SEC IAPD

More in Farmington, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor