Christopher Lee Shockley

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-03-25

IN RA
APPROVED

Since 2017-03-25

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Indianapolis	IN	01/2015	03/2017
Mml Investors Services, Llc	Indianapolis	IN	03/2017	Present
Mass Mutual Life Insurance Company	Indianapolis	IN	07/2016	Present

01/2015 → 03/2017

Metlife Securities Inc.

Indianapolis, IN
03/2017 → Present

Mml Investors Services, Llc

Indianapolis, IN
07/2016 → Present

Mass Mutual Life Insurance Company

Indianapolis, IN

Previous Registrations

2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Indianapolis, IN
2012-04-27 → 2015-01-02

New England Securities

Indianapolis, IN
2006-06-29 → 2012-05-07

Oneamerica Securities, Inc.

Carmel, IN

Indianapolis, IN

Other Businesses

Name: Chris Shockley Inv Rel: Y Add: 8888 Keystone Crossing Suite 1600 Indianapolis, IN. 46240 Nature: Jackson National Fixed Annuities: Agent Start date: 6/20/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-07
S63	Uniform Securities Agent State Law Examination	2004-10-28

S66 Uniform Combined State Law Examination

2006-06-07
S63 Uniform Securities Agent State Law Examination

2004-10-28

Designations

View on SEC IAPD