Inactive

Karim Lakhani

Westwood Wealth Management

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Current Employers

Westwood Wealth Management

200 Crescent Court Suite 1200, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-31

TX RA
APPROVED

Since 2023-03-31

Branch Locations

10000 Memorial Drive Suite 650, Houston, TX 77024 • United States

200 Crescent Court Suite 1200, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank	Dallas	TX	08/2014	03/2018
Fisher Investments	Plano	TX	05/2018	08/2021
Westwood Wealth Management	Houston	TX	08/2021	Present

08/2014 → 03/2018

Jp Morgan Chase Bank

Dallas, TX
05/2018 → 08/2021

Fisher Investments

Plano, TX
08/2021 → Present

Westwood Wealth Management

Houston, TX

Previous Registrations

2018-05-29 → 2021-08-17

Fisher Investments

Plano, TX

Plano, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-09-08
S65	Uniform Investment Adviser Law Examination	2008-11-07

S63 Uniform Securities Agent State Law Examination

2015-09-08
S65 Uniform Investment Adviser Law Examination

2008-11-07

Designations

View on SEC IAPD

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