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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-26
  • TX RA
    APPROVED
    Since 2015-05-26

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Austin TX 03/2015 03/2017
Ubs Financial Services Austin TX 04/2017 Present
Other Businesses

PBA LLC / United States / 1128 Bridnest Rd / Lake Charles / / United States / 70611 / / No / Other / LLC / Agriculture & Livestock / / Rural land leased to farmers, hunters, oil & gas companies, ect. / Active / Other / Treasurer / I participate in our monthly owner's meetings where our General Manager provides an update on the property. / 6 / No / No / No / No / Start Date 03/01/2017 / / No / / No / / Yes / Yes / 5 / / Yes / Lake Charles, LA / No / / No / / Family responsibility / No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-26
  • S66 Uniform Combined State Law Examination
    2015-05-26
Designations

View on SEC IAPD

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