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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-13 |
| TN | RA | APPROVED | 2023-04-20 |
| FL | RA | APPROVED | 2023-01-26 |
| WI | RA | APPROVED | 2022-07-26 |
| IL | RA | APPROVED | 2022-07-25 |
Branch Locations
4020 Aspen Grove Drive Suite 520, Franklin, TN 37067 • United States
Nashville, TN • United States
One Main St Ste 300, Racine, WI 53403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Advisors L.P. | Wheaton | IL | 08/2015 | 06/2022 |
| Robert W. Baird | Racine | WI | 07/2022 | Present |
OTHER BUSINESS NAME: MMRFT LLC. LOCATION: 907 PASADENA DR. NASHVILLE, TN 37204. NATURE OF BUSINESS: REAL ESTATE. POSITION OR TITLE: PROPERTY OWNER/LANDLORD. RESPONSIBILITIES: PASSIVE INVESTOR. INVESTMENT-RELATED: NO.. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 0 TOTAL/NONE DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-02 |
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