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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-13
TN RA APPROVED 2023-04-20
FL RA APPROVED 2023-01-26
WI RA APPROVED 2022-07-26
IL RA APPROVED 2022-07-25
  • TX RA
    APPROVED_RES
    Since 2023-07-13
  • TN RA
    APPROVED
    Since 2023-04-20
  • FL RA
    APPROVED
    Since 2023-01-26
  • WI RA
    APPROVED
    Since 2022-07-26
  • IL RA
    APPROVED
    Since 2022-07-25

Branch Locations

4020 Aspen Grove Drive Suite 520, Franklin, TN 37067 • United States

Nashville, TN • United States

One Main St Ste 300, Racine, WI 53403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Advisors L.P. Wheaton IL 08/2015 06/2022
Robert W. Baird Racine WI 07/2022 Present
Previous Registrations
  • 2015-10-02 → 2022-07-27
    Wheaton, IL
    Austin, TX
    Wheaton, IL
    Austin, TX
    Nashville, TN
    Nashville, TN
Other Businesses

OTHER BUSINESS NAME: MMRFT LLC. LOCATION: 907 PASADENA DR. NASHVILLE, TN 37204. NATURE OF BUSINESS: REAL ESTATE. POSITION OR TITLE: PROPERTY OWNER/LANDLORD. RESPONSIBILITIES: PASSIVE INVESTOR. INVESTMENT-RELATED: NO.. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 0 TOTAL/NONE DURING MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-02
  • S66 Uniform Combined State Law Examination
    2015-10-02

View on SEC IAPD

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