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Douglas M Askins

Schwab Wealth Advisory, Inc.

San Francisco, CA

Parker, CO

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-21
CO RA APPROVED 2021-04-28
  • TX RA
    APPROVED
    Since 2021-06-21
  • CO RA
    APPROVED
    Since 2021-04-28

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Colorado Springs CO 01/2015 05/2020
Usaa Financial Planning Services Colorado Springs CO 03/2015 05/2020
Usaa Investment Management Company Colorado Springs CO 01/2018 05/2020
Charles Schwab & Co., Inc. Lone Tree CO 05/2020 Present
Charles Schwab Bank, Ssb Lone Tree CO 05/2020 04/2021
Schwab Wealth Advisory, Inc. Lone Tree CO 04/2021 Present
  • 01/2015 → 05/2020
    Usaa Financial Advisors
    Colorado Springs, CO
  • 03/2015 → 05/2020
    Usaa Financial Planning Services
    Colorado Springs, CO
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Colorado Springs, CO
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 05/2020 → 04/2021
    Charles Schwab Bank, Ssb
    Lone Tree, CO
  • 04/2021 → Present
    Schwab Wealth Advisory, Inc.
    Lone Tree, CO
Previous Registrations
  • 2018-01-08 → 2020-05-24
    Usaa Investment Services Company
    Colorado Springs, CO
    San Antonio, TX
  • 2015-10-09 → 2018-01-08
    Usaa Financial Planning Services
    Colorado Springs, CO
    Parker, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-08
S63 Uniform Securities Agent State Law Examination 2015-03-23
  • S65 Uniform Investment Adviser Law Examination
    2015-10-08
  • S63 Uniform Securities Agent State Law Examination
    2015-03-23
Designations
Other Names
  • Mel Askins
  • Doug Askins

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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