Justin L. Swaggert

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-14

MN RA
APPROVED

Since 2024-11-14

Branch Locations

Chaska, MN • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	St. Louis Park	MN	01/2015	11/2024
Prudential Insurance Company Of America	St. Louis Park	MN	01/2015	Present
Lpl Enterprise, Llc	St. Louis Park	MN	11/2024	Present

01/2015 → 11/2024

Pruco Securities, Llc.

St. Louis Park, MN
01/2015 → Present

Prudential Insurance Company Of America

St. Louis Park, MN
11/2024 → Present

Lpl Enterprise, Llc

St. Louis Park, MN

Previous Registrations

2019-11-19 → 2024-11-14

Pruco Securities, Llc.

St. Louis Park, MN

Other Businesses

POWER OF ATTORNEY FOR SPOUSE POSITION: Power of Attorney NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2018 ADDRESS: 4083 Holasek Path, Chaska MN 55318, United States DESCRIPTION: POA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-11-08
S63	Uniform Securities Agent State Law Examination	2015-03-17

S65 Uniform Investment Adviser Law Examination

2019-11-08
S63 Uniform Securities Agent State Law Examination

2015-03-17

Other Names

Justin Lee Swaggert

View on SEC IAPD