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Logan John Falk

LPl Financial LLC

Verona, WI

Madison, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-05-14
TX RA APPROVED_RES 2024-05-13
  • WI RA
    APPROVED
    Since 2024-05-14
  • TX RA
    APPROVED_RES
    Since 2024-05-13

Branch Locations

Verona, WI • United States

One West Main Street, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Littleton CO 01/2015 07/2018
Us Bank Milwaukee WI 07/2018 11/2021
U.S. Bancorp Investments, Inc. Milwaukee WI 07/2018 11/2021
Charles Schwab & Co., Inc Naperville IL 11/2021 05/2024
Charles Schwab Bank Ssb Naperville IL 11/2021 05/2024
Lpl Financial, Llc Madison WI 05/2024 Present
Previous Registrations
Other Businesses

1) 04/2024 - BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-18
S63 Uniform Securities Agent State Law Examination 2015-03-16
  • S66 Uniform Combined State Law Examination
    2017-11-18
  • S63 Uniform Securities Agent State Law Examination
    2015-03-16

View on SEC IAPD

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