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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-01-07
  • UT RA
    APPROVED
    Since 2026-01-07

Branch Locations

3889 Campus View Dr, West Jordan, UT 84084 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2015 08/2024
Edward Jones Mesquite NV 01/2015 11/2018
Equitable Advisors, Llc New York NY 11/2024 10/2025
Brookes Good Deeds Logandale NV 08/2024 Present
Wells Fargo Clearing Services, Llc West Jordan UT 11/2025 Present
Wells Fargo Bank, Na West Jordan UT 11/2025 Present
Previous Registrations
  • 2024-11-20 → 2025-10-27
    Salt Lake City, UT
  • 2019-02-28 → 2024-08-13
    St Louis, MO
    Linton, UT
    Saint George, UT
    St Louis, MO
    Mesquite, NV
    Mesquite, NV
Other Businesses

1. BROOKE'S GOOD DEEDS; 3475 N MOAPA VALLEY BLVD, LOGANDALE, NV 89021; TREASURER/BOARD MEMBER; START 8/28/2024; APPROX 6 HOURS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-26
  • S66 Uniform Combined State Law Examination
    2019-02-26
Other Names
  • Courtney Katie Robert
  • Courtney Robert

View on SEC IAPD

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