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Rebecca A Montoya

Thrivent Investment Management Inc.

Austin, TX

Minneapolis, MN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-21
OK RA APPROVED 2025-01-15
TX RA APPROVED 2024-12-26
  • DC RA
    APPROVED
    Since 2025-01-21
  • OK RA
    APPROVED
    Since 2025-01-15
  • TX RA
    APPROVED
    Since 2024-12-26

Branch Locations

Austin, TX • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 01/2015 11/2022
Charles Schwab Bank Austin TX 01/2015 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 11/2022 09/2024
Bank Of America, N.A. Austin TX 01/2023 09/2024
Unemployed Austin TX 09/2024 01/2025
Thrivent Investment Management Inc Minneapolis MN 12/2024 Present
Thrivent Financial Appleton WI 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 2015-08-10
  • S66 Uniform Combined State Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    2015-08-10
Other Names
  • Rebecca Ann Montoya

View on SEC IAPD

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