Christian Alexander Bautista

Charles Schwab & Co., Inc.

Garden City, NY

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-01-19

NY RA
APPROVED

Since 2023-01-19

Branch Locations

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Lake Grove	NY	09/2015	11/2022
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	11/2022
Charles Schwab & Co., Inc.	Garden City	NY	12/2022	Present
Charles Schwab Bank Ssb	Garden City	NY	12/2022	Present
Charles Schwab & Co., Inc	Garden City	NY	06/2023	Present

09/2015 → 11/2022

Fidelity Brokerage Services, Llc

Lake Grove, NY
07/2018 → 11/2022

Fidelity Personal And Workplace Advisors

Boston, MA
12/2022 → Present

Charles Schwab & Co., Inc.

Garden City, NY
12/2022 → Present

Charles Schwab Bank Ssb

Garden City, NY
06/2023 → Present

Charles Schwab & Co., Inc

Garden City, NY

Previous Registrations

2018-07-13 → 2022-12-02

Fidelity Personal And Workplace Advisors

Boston, MA
2016-06-07 → 2018-07-13

Strategic Advisers Llc

Lake Grove, NY
2015-06-08 → 2015-09-15

Equitable Advisors, Llc

Ronkonkoma, NY

Melville, NY

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-29

S66 Uniform Combined State Law Examination

2015-05-29

Designations

Other Names

Christian Bautista

View on SEC IAPD

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