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Albany, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-10-22 |
| OR | RA | APPROVED | 2025-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aumakua Capital Management Llc | Albany | OR | 01/2015 | Present |
| Koninklijke Philips N.V. | Amsterdam | 05/2015 | Present |
- the name of the other business; Koninklijke Philips N.V., - whether the business is investment-related; This business is not investment related - the address of the other business; Amstelplein 2, 1096 BC Amsterdam, Netherlands - the nature of the other business: Multinational conglomerate that specializes in consumer retail and medical devices - your position; Director of Market Analysis and Forecasting - title, or relationship with the other business; Director of Market Analysis and Forecasting - the start date of your relationship; May 2015 - the approximate number of hours/month you devote to the other business; 120-160 - the number of hours you devote to the other business during securities trading hours; 60-80 - and briefly describe your duties relating to the other business; Analysis and forecast market conditions for various business segments that the company is interested in
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-05 |
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