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Caroline B Armstrong

Citigroup Global Markets Inc.

Miami, FL

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-20
  • FL RA
    APPROVED
    Since 2022-07-20

Branch Locations

201 S. Biscayne Blvd. Miami Center Office Tower, Miami, FL 33131 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 04/2020 07/2021
Banco Santander International Miami FL 06/2016 04/2020
Morgan Stanley Miami FL 07/2021 07/2022
Citigroup Miami FL 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-22
  • S66 Uniform Combined State Law Examination
    2021-03-22
Other Names
  • Caroline De Andrade Becker
  • Caroline Armstrong
  • Caroline Becker Armstrong
  • Caroline B Armstrong

View on SEC IAPD

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