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Jonathan James Gab

Fisher Investments

Plano, TX

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-29
  • TX RA
    APPROVED
    Since 2021-10-29

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Dickinson ND 01/2015 11/2017
Lpl Financial Llc Farmers Branch TX 11/2017 07/2021
Fisher Investments Plano TX 09/2021 Present
Previous Registrations
  • 2017-11-29 → 2019-07-26
    Lpl Financial Llc
    Dickinson, ND
    Farmers Branch, TX
  • 2015-11-16 → 2017-11-29
    Investment Centers Of America, Inc.
    Dickinson, ND
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-29
S66 Uniform Combined State Law Examination 2015-11-05
  • S65 Uniform Investment Adviser Law Examination
    2021-10-29
  • S66 Uniform Combined State Law Examination
    2015-11-05

View on SEC IAPD

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