Rhonda Lanell Holmes

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-05-19

MD RA
APPROVED

Since 2023-05-19

Branch Locations

Lanham, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Washington	DC	12/2015	08/2017
Icma-Rc	Washington	DC	08/2017	04/2023
Principal Funds Distributor, Inc.	Des Moines	IA	05/2023	Present

12/2015 → 08/2017

Ubs Financial Services Inc

Washington, DC
08/2017 → 04/2023

Icma-Rc

Washington, DC
05/2023 → Present

Principal Funds Distributor, Inc.

Des Moines, IA

Previous Registrations

2017-10-02 → 2023-04-27

Missionsquare Retirement

Washington, DC
2016-04-14 → 2017-08-15

Ubs Financial Services Inc.

Washington, DC

Other Businesses

*Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-01
S63	Uniform Securities Agent State Law Examination	2005-06-25

S65 Uniform Investment Adviser Law Examination

2016-02-01
S63 Uniform Securities Agent State Law Examination

2005-06-25

Other Names

Rhonda Holmes
Rhonda Lanell Holmes
Rhonda Wintz
Rhonda Lanell Wintz

View on SEC IAPD