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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-05 |
| FL | RA | APPROVED | 2021-01-28 |
Branch Locations
9150 S Dadeland Blvd Ste 1010, Miami, FL 33156 • United States
6817 Southpoint Pkwy Ste 1103, Jacksonville, FL 32216 • United States
Jacksonville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 01/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Jacksonville | FL | 03/2020 | Present |
Business Ownership; Deanna R Hartwell, Inc; Management; Used to manage related business expenses.; 1250 King James Pl, , Jacksonville, FL, 32218; Investment-Related; 04/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-01 |
| S66 | Uniform Combined State Law Examination | 2017-12-20 |
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