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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-05
RI RA APPROVED 2005-11-18
  • TX RA
    APPROVED_RES
    Since 2009-03-05
  • RI RA
    APPROVED
    Since 2005-11-18

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Providence RI 01/2000 Present
  • 01/2000 → Present
    Merrill Lynch
    Providence, RI
Other Businesses

I*2811265, Entity Type: , Name of OBA: MLPF& S CUST FPO A K L IRA FBO A K L, Address: HYANNIS, Massachusetts, 02601, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/01/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-17
  • S66 Uniform Combined State Law Examination
    2005-11-17
Other Names
  • Sue Levasseur

View on SEC IAPD

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